Philadelphia Stock Exchange

Results: 603



#Item
481Financial economics / Financial markets / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / United States / Philadelphia Stock Exchange / Floor broker / U.S. Securities and Exchange Commission / Economy of the United States / United States securities law / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 31, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Language: English - Date: 2013-12-31 15:28:55
482Finance / Market maker / Philadelphia Stock Exchange / Market liquidity / Securities Exchange Act / Stock market / NASDAQ / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 11, 2012 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose

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Language: English - Date: 2012-12-12 08:08:15
483Financial markets / Exchange-traded fund / Funds / Exercise / Short / Philadelphia Stock Exchange / NASDAQ / Mergers and acquisitions / Expiration / Financial economics / Investment / Finance

Exhibit 5 to File No. SR-Phlx[removed]

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Language: English - Date: 2011-12-20 10:30:47
484Finance / NASDAQ / Securities Exchange Act / Order / Philadelphia Stock Exchange / Algorithmic trading / Alternative Trading Systems / Short / Dark liquidity / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 2, 2010 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX

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Language: English - Date: 2010-12-02 17:26:13
48573rd United States Congress / United States securities law / Philadelphia Stock Exchange / NASDAQ / United States / Securities Exchange Act / U.S. Securities and Exchange Commission / Economy of the United States / Self-regulatory organizations / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2008-09-25 17:30:53
486Economy of the United States / IShares / Philadelphia Stock Exchange / Securities Exchange Act / SPDR / NASDAQ / S&P 500 / Exchange-traded funds / Investment / Financial economics

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2009-11-10 16:16:44
487Philadelphia Stock Exchange / NASDAQ / International Securities Exchange / Securities Exchange Act / Boston Stock Exchange / Chicago Board Options Exchange / OMX / Economy of the United States / Options Clearing Corporation / Self-regulatory organizations

NASDAqaMX· J OAN C. CO NLEY SENIOR VICE PRESIDENT & CORPORATE SECRETARY THE NASDAQ OMX GROUP, INC. 805 KING FARM BLVD. ROCKVILLE, MD 20850

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Language: English - Date: 2014-07-11 14:56:09
488Futures contract / Securities Exchange Act / U.S. Securities and Exchange Commission / Economy of the United States / Financial economics / Pennsylvania / Self-regulatory organizations / United States Securities and Exchange Commission / Philadelphia Stock Exchange

Microsoft Word[removed]doc

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Language: English - Date: 2006-12-06 15:22:42
489United States securities law / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Stock market / Securities Exchange Act / Philadelphia Stock Exchange / Order / Short / Financial economics / Finance / Financial markets

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program for Cabinet Trading Below $1.00 Per Contract Until June 1, 2011

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Language: English - Date: 2011-01-03 12:54:09
490Options / Financial markets / Funds / Exchange-traded funds / Exercise / Philadelphia Stock Exchange / Expiration / International Securities Exchange / Source UK Services / Financial economics / Investment / Finance

SR-Phlx[removed]Page 21 of 22 EXHIBIT 5

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Language: English - Date: 2014-05-02 07:10:49
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